News & Perspective

Your Series 79 license has "Limited" right in the name. Most advisors never ask what that limit is. See what FINRA says you cannot do — and why it matters.

Real estate brokers moving into M&A need FINRA registration, not more state licenses. Learn the Series 79/82 path, sponsorship requirements, and why FINRA-registered advisors close bigger deals.

FINRA’s MQP explained for investment bankers: eligibility, benefits, and key limits — plus how state EVEP rules can still require retaking the Series 63.

Britehorn Securities has once again been named a top broker-dealer platform by Financial Services Review, recognizing its platform build by investment bankers, for investment bankers.

Learn how SEC Rule 15a-6 and FINRA Rule 2040 enable us to help you close deals abroad.

Draycott Place Partners has joined Britehorn Securities’ broker-dealer platform, marking a strategic alignment rooted in a shared history of M&A transactions within the title and real estate services sector.

SEC approves FINRA’s gift limit increase from $100 to $300 per person per year, modernizing Rule 3220 while preserving compliance safeguards.

Learn how FINRA Rule 2040, Fleischer v. Commissioner, and SEC guidance affect paying registered reps individually vs. into their entities.

Using public AI tools is generally considered a breach of an NDA. Here's why — and 6 ways to help reduce risk.

Avoid fee clawbacks with proper broker-dealer registration. Learn why M&A advisors operating across state lines need Series 79 or 82 sponsorship.

Learn which exam is right for M&A advisors, when broker-dealer sponsorship is required, and how Britehorn supports flexibility.

2025 has been a banner year, and we are proud to have welcomed an exceptional group of 31 investment banking, M&A advisory, and private placement professionals to the Britehorn Securities platform.